Webcasts

Changes in Compliance Requirements for Cellular and IoT Devices in Capital Markets

The securities industry has among the most stringent regulations of any industry on communications. And with good reason. With hundreds of billions of dollars at stake on any given day, ensuring the integrity of markets and trades is critical. But as the avenues for communication have expanded from telephones to pagers to mobile phones, texting, social media and - now- wearable devices, regulated firms and their employees face ever more scrutiny and risk.

What’s the best approach to securing these borderless wireless and wired environments? On April 27th, 2017 at 1 PM ET, Security Ledger will host a webinar that brings together securities law, compliance, Internet of Things and cyber security specialists for an in-depth discussion of capital markets compliance in the face of ever more sophisticated technologies and the changing regulations around trade compliance in the EU and US.

 

Speakers

Danielle Tierney, Senior analyst at Aite Group, specializing in compliance and market structure (LinkedIn)

Danielle Tierney, Senior analyst at Aite Group, specializing in compliance and market structure (LinkedIn)

Steve Ganis, Partner, Mintz Levin, lawyer specializing in financial regulation (LinkedIn)

Steve Ganis, Partner, Mintz Levin, lawyer specializing in financial regulation (LinkedIn)

Bob Baxley, Chief Engineer, Bastille Networks (LinkedIn)

Bob Baxley, Chief Engineer, Bastille Networks (LinkedIn)

Moderator: Paul Roberts, Editor in Chief, The Security Ledger (LinkedIn)

Moderator: Paul Roberts, Editor in Chief, The Security Ledger (LinkedIn)


Webcasts

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